Role & seniority: Senior Compliance professional; Monitoring & Testing Lead for OKX UAE (Global Monitoring & Testing, Compliance)

Stack/tools: Regulatory compliance framework; AML/CFT, sanctions, market conduct, product compliance; risk-based testing; reporting dashboards and remediation tracking

Top 3 responsibilities

Develop and maintain the annual Monitoring & Testing plan aligned with regulatory expectations
Design, execute tests/reviews of compliance controls; lead thematic and risk-based reviews; document scope and conclusions
Collaborate cross-functionally to define scope/remediation, track findings, and deliver reports to senior management, the Board, and regulators

Must-have skills

8+ years in compliance or audit within banking/fintech
Hands-on design and execution of compliance control reviews or audit programs
Strong UAE regulatory knowledge (AML/CFT, market conduct, sanctions, product compliance)
Excellent analytical, writing, and communication skills; ability to influence stakeholders; works well under pressure

Nice-to-haves

Experience as ex-regulator or ex-auditor in UAE financial services
Prior crypto industry experience
Location & work type: UAE; Hybrid work model (per #LI-HYBRID)

Full Description

Who We Are

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.

About the Team

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.
You will join the Global Monitoring & Testing Team within Compliance, responsible for designing and executing independent testing of compliance controls as part of the Assurance function, across multiple jurisdictions.
In this role, you will be part of the global team but focus specifically on monitoring and testing activities for OKX UAE. The position reports jointly to the Global Head of Monitoring & Testing and the Head of Compliance, OKX Middle East.
You will play a key role in defining the annual testing plan for UAE , leading and executing testing and review activities, recommending remediation actions and drafting reports.

Key Responsibilities

Develop and maintain the annual Monitoring & Testing plan in alignment with regulatory expectations, industry best practices, and internal compliance standards.
Design and execute testings and controls to assess the effectiveness of compliance controls (both 2nd line controls and compliance operations).
Lead thematic, deep-dive, and risk-based reviews, ensuring thorough documentation of scope, testing results, and conclusions.
Collaborate with cross-functional stakeholders to define review scope, agree on remediation actions, and track findings to timely resolution.
Provide insightful analysis and recommendations to enhance control design and strengthen compliance processes.
Prepare and deliver regular reports and dashboards for senior management, the Board, and regulators, highlighting key risks, findings, and remediation progress.

Requirements

8+ years experience in compliance or audit within the financial industry (Banking and/or Fintech).

Senior Compliance Manager, Monitoring & Testing