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Manulife • Boston, Massachusetts, United States
Salary: $92,475 - $160,290 / year
Role & seniority: Manager, Global Compliance Testing (mid-to-senior, team lead)
Stack/tools: Compliance testing software; data analysis tools; knowledge of financial services regulatory frameworks (e.g., SEC 206(4)-7)
Lead regulatory control testing and assurance engagements; design and execute testing plans with risk assessments
Manage and develop the compliance testing team; provide subject-matter guidance and challenge business units/Chief Compliance Officers
Collaborate with other risk management functions; report issues to senior management and assist with corrective action plans; stay current on regulatory changes
Bachelor’s degree in Finance, Law, Accounting, Economics, Business, or related field; 5+ years in financial services
Strong regulatory knowledge (e.g., SEC 206(4)-7); proven leadership and analytical/problem-solving abilities
Excellent communication and organizational skills; ability to operate in a fast-paced environment
Additional degree or certifications (JD, CPA, CFA, CIA, CFE, IACCP)
Experience in compliance testing, audit, risk management; prior work at an institutional asset manager
Location & work type: Boston, Massachusetts; Hybrid work arrangement (on-site and remote).
The Manager of Global Compliance Testing will play a critical role in supporting the Global Wealth and Asset Management (GWAM) segment of the global compliance testing program. This role involves assisting with development and execution of testing plans, performing regulatory control testing and assurance engagements, and managing members of the compliance testing team to ensure adherence to regulatory requirements and internal testing methodologies and policies. Position Responsibilities: Assist with implementation of the Manulife Global Compliance Testing Policy and Methodology to ensure adherence to regulatory requirements and internal policies. Lead regulatory control testing and assurance engagements and support a team of compliance testing professionals, providing guidance and subject matter expertise regarding testing strategies and regulatory requirements. Provide objective and constructive challenges to business units and Chief Compliance Officers regarding issues identified during testing. Assist with design and execution of comprehensive testing plans, including risk assessments and control evaluations. Collaborate with other compliance and risk management functions to ensure a cohesive approach to compliance testing. Report issues to Chief Compliance Officers and senior management. Assist with development and documentation of corrective action plans where necessary. Stay informed of regulatory changes and industry best practices that may impact the compliance testing program. Required Qualifications: Bachelor’s degree in Finance, Law, Accounting, Economics, Business Administration, or a related field. Degree or relevant certifications (e.g., JD, CPA, CFA, CIA, CFE, IACCP) are a plus At least 5 years of experience in financial services. Experience in compliance testing, a related compliance function, audit, or risk management are a plus. Experience at an institutional asset manager is preferred. Strong knowledge of financial services regulatory requirements such as SEC 206(4)-7 and compliance frameworks. Proven leadership skills with experience managing a team. Excellent analytical, communication, and problem-solving skills. Skills and Competencies Ability to work effectively in a fast-paced, dynamic environment. Strong attention to detail and organizational skills. Proficiency in compliance software and data analysis tools. When you join our team: We’ll empower you to learn and grow the career you want. We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words. As part of our global team, we’ll support you in shaping the future you want to see. #LI-Hybrid #LI-JH About Manulife and John Hancock Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html. Manulife is an Equal Opportunity Employer At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law. It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact . Referenced Salary Location Boston, Massachusetts Working Arrangement Hybrid Salary range is expected to be between $92,475.00 USD - $160,290.00 USD Employees also have the opportunity to participate in incentive programs and earn incentive compensation tied to business and individual performance. The actual salary will vary depending on local market conditions, geography and relevant job-related factors such as knowledge, skills, qualifications, experience, and education/training. If you are applying for this role outside of the primary location, please contact for the salary range for your location. Manulife/John Hancock offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension/401(k) savings plans and a global share ownership plan with employer matching contributions) and financial education and counseling resources. Our generous paid time off program in the U.S. includes up to 11 paid holidays, 3 personal days, 150 hours of vacation, and 40 hours of sick time (or more where required by law) each year, and we offer the full range of statutory leaves of absence. Know Your Rights I Family & Medical Leave I Employee Polygraph Protection I Right to Work I E-Verify Company: John Hancock Life Insurance Company (U.S.A.) We're Manulife. And we’re on a mission to make decisions easier and lives better. Better is what drives us. It’s what inspires us to find new ways to support customers and colleagues in living longer and healthier lives. It’s the reason we’re dedicated to investing in digital innovation and accelerating a sustainable and economically inclusive future. Joining us means you’ll be empowered to learn and grow your career. We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words. And as part of our global team, you’ll help shape the future you want to see – and discover that better can take you anywhere you want to go. We’re proud of our accomplishments and recognitions. Recent awards include: 2024 Gallup Exceptional Workplace Award Winner Manulife Named one of Forbes World’s Best Employers 2023 Best Companies to Work for in Asia 2023 We’ve been recognized as one of Canada’s Top 100 Employers (2024) Manulife included in Bloomberg’s 2023 Gender-Equality Index To receive our latest job opportunities directly to your inbox, create an account or sign in and navigate to the ‘Job Alerts’ section located in the top right corner of the page. From there, you can sign up to receive job alerts. Our ambition is to be the most digital, customer-centric global company in our industry. 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