
AVP, Quality Assurance (Wealth Sales) – Branch Management Department
Chong Hing Bank Limited • Brussels, Brussels-Capital, Belgium
Role & seniority
- Senior Branch Examination / Compliance Officer focused on Investment & Insurance (I&I) operations
Stack / tools
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MS Office applications; Chinese word processing
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Regulatory guidelines and internal controls
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Risk-control collaboration platforms (implied)
Top 3 responsibilities
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Perform branch examinations of Investment & Insurance transactions for regulatory and internal guideline compliance
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Recommend process improvements to enhance I&I operations, reduce risk, and improve efficiency
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Prepare branch examination reports; collaborate with risk-control teams on gap analysis and procedures; train staff on I&I operations and regulatory requirements; manage ad-hoc assignments
Must-have skills
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University degree in Banking & Finance, Business Administration or related field
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≥8 years in banking, with experience in wealth sales operations, compliance and controls
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Strong knowledge of banking rules, regulatory requirements, and retail-branch risk
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Analytical and interpersonal skills
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Proficiency in English and Chinese (both written and spoken)
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Proficient in MS Office and Chinese word processing
Nice-to-haves
- (Not specified in original text)
Location & work type
- Hong Kong-based; full-time role with engagement across multiple branches (Hong Kong, Macau, Mainland China expansion context)
Full Description
Chong Hing Bank Limited was founded in Hong Kong in 1948. The Bank and its subsidiaries (including Chong Hing Securities Limited and Chong Hing Insurance Company Limited) offer comprehensive commercial banking and financial services to individual and corporate customers. These services include HKD and foreign currency deposits, credit, foreign exchange, wealth management, investment, securities, insurance and mandatory provident fund. The Bank currently operates a network of more than 30 branches in Hong Kong as well as 1 branch in Macau, 17 branches and sub-branches in Mainland China. In recent years, the Bank has been actively expanding its business. To cope with the Bank's rapid growth, we are now inviting high calibre candidates to join us and develop successful careers with us.
Responsibilities
Perform branch examination on Investment and Insurance transaction is compliance with regulatory and internal guidelines Recommend process improvement initiatives to enhance efficiency and effectiveness of I&I operations and mitigate operational risk Prepare branch examination report for management review Collaborate with risk control teams to manage gap analysis and I&I operation procedures Perform staff training in relation to I&I operations, regulatory and compliance requirements Complete ad-hoc assignments as assigned
Requirements
University graduate in Banking & Finance, Business Administration or related discipline Minimum 8 years’ banking experience in wealth sales operations, compliance and controls Conversant with the banking rules and regulatory requirements Sound knowledge of branch operation and risk in retail banking Strong analytical and interpersonal skills Good command of both spoken and written English and Chinese Proficiency in MS Office Applications and Chinese Word Processing
We offer competitive remuneration package and promising career opportunities to the successful candidates. Interested parties, please send full resume with current & expected salary and the date of availability to The HR Division, G.P.O. Box 2535, HK , or by clicking Apply Now. Please quote reference on your application. Information provided will be treated in strict confidence and only be used for recruitment purposes. Personal data of unsuccessful applications will be destroyed 24 months after the completion of the recruitment and selection exercise.
The Mandatory Reference Checking (MRC) Scheme is a regulatory framework established by the Hong Kong Monetary Authority, which requires banks to check the conduct history of prospective employees for positions defined under the scheme. Therefore, MRC will be a part of our selection process if you apply for the in-scope positions. For details, please refer to the “Frequently Asked Questions for In-Scope Individuals” (https://www.hkab.org.hk/en/page/5/mandatory-reference-checking-scheme-phase-2) published by HKAB. Show more Show less