
Manager, Investment Sales Quality Assurance and Business Management - Hang Seng Bank (HK)
Hang Seng Bank • Hong Kong, China
Role & seniority: Manager, Investment Sales Quality Assurance and Business Management (Manager level) at Hang Seng Bank, Commercial Banking – Corporate Insurance & Investment Sales Quality Assurance & Business Management Department; Hong Kong-based, full-time.
Stack/tools: Investment products knowledge; internal process/system design; product workflow and customer management; practical software: Word, Excel, PowerPoint; proficiency in Chinese and English; HKSI Licensing (Type 1, 4, 7) or willingness to obtain within 6 months.
Top 3 responsibilities
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Oversee end-to-end high-net-worth investment customer journey (on-boarding, processes, workflow, customer management).
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Review/formulate internal policies and procedures to sustain high service quality and compliance; drive investment compliance initiatives with other departments.
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Ensure sales activities adhere to internal controls and guidelines; support/manage projects, initiatives, or programmes; build stakeholder buy-in.
Must-have skills: University degree or equivalent banking/investment experience; manager-level track record; strong knowledge of investment products; bilingual (Chinese/English); strong PC, organization, analytical, and communication skills; ability to work independently and under pressure; ownership and servicing mindset; HKSI licensing readiness (Type 1/4/7) or equivalent; good interpersonal skills.
Nice-to-haves: Experience in proposition management or private banking middle offi
Full Description
Some Careers Have More Impact Than Others.
If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.
Commercial Banking - Corporate Insurance & Investment Sales Quality Assurance & Business Management Department
Hang Seng’s Commercial Banking business provides customized one-stop financial solutions to our corporate customers, from prime small and medium-sized businesses to publicly listed companies.
For customers conducting business locally or around the world, we offer a comprehensive range of services including corporate lending, trade and receivables finance, structured loan, cash management, investment, treasury services, insurance and e-Banking services. As a reliable financial partner, we attend to the specific business needs of our customers and provide efficient tailor-made banking solutions through our relationship managers and dedicated specialists.
We are currently seeking a high caliber professional to join our team as Manager, Investment Sales Quality Assurance and Business Management
Principal Responsibilities
Oversight on the end-to-end high-net-worth investment customer journey including but not limited to client on-boarding process, internal system design, product workflow and customer management. Provide support to or manage projects, initiatives or programmes related to the department. May include leading / assisting with defining the project approach, building stakeholder buy-in around plans, commitments and changes To review and formulate internal policies and procedures to maintain high customer service quality and compliance standard Collaborate with other departments in driving investment compliance initiatives To ensure the sales activities are complied with the Group’s / Bank’s internal control standards, that all activities are conducted according to the related guideline and procedure manuals
Requirements
University degree /or proven banking / investment experience. Candidate with experience in proposition management or middle offices from Private Banking is preferred. Proven track record in Manager level or in a similar role Good knowledge of investment products and business Proficiency in both Chinese and English Strong PC skills and familiar with the application software, such as Word, Excel, and PowerPoint Strong self-motivation, with the ability to work independently and under pressure Strong organization skills, logical thinking skills and analytical skills Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes Good communication and interpersonal skills Pass in HKSI Licensing Examination for HKMA RI Type 1, 4, 7 registrations within 6 months in the post. Full knowledge of investment products and strong technical competency, good knowledge of the investment market and economic environment Professional qualifications such as Enhanced Competency Framework (ECF) and/or Certified Banker (CB) under Hong Kong Institute of Bankers (HKIB) would be an advantage
CMB
You’ll achieve more when you join Hang Seng Bank Limited.
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Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.
Issued by Hang Seng Bank Limited